Disclosure

IMPORTANT DISCLOSURE INFORMATION

Summit Place Financial Advisors, LLC (“Company”) is an SEC registered investment adviser located in Summit, New Jersey.  A copy of the Company’s current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request.

The Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. The Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of the Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by the Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  A copy of the Company’s current written disclosure Brochure and Form CRS discussing the Company’s business operations, services, and fees is available on this web site and/or from Company upon written request. The Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Company’s web site or incorporated herein, and takes no responsibility therefor.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Company), will be profitable or equal any historical performance level(s). Neither the Company’s investment adviser registration status, nor any amount of prior experience or success, should be construed that a certain level of results or satisfaction will be achieved if the Company is engaged, or continues to be engaged, to provide investment advisory services. The Company’s registration status does not imply a specific level of skill or training.

Certain portions of the Company’s web site (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, the Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional. The  Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Please Note: Limitations. Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations,  nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the  investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services.

Each client and prospective client agrees as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless the Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from the Company.

Summit Place Financial Advisors SMS Terms & Privacy Policy

1. Program Description

By providing your mobile number and opting in, you agree to receive text messages from Summit Place Financial Advisors LLC regarding your account. These messages may include account updates, scheduling confirmations, responses to your inquiries, and other service-related information.

2. Message Frequency & Costs

• Frequency: Message frequency varies based on your account activity and interactions with our team.

• Fees: Message and data rates may apply from your mobile carrier. Summit Place Financial Advisors LLC does not charge a fee for this service.

3. Opt-Out & Support

• To Stop: You can cancel the SMS service at any time. Just text STOP to our number. After you send the SMS message STOP to us, we will send you an SMS message to confirm that you have been unsubscribed. After this, you will no longer receive SMS messages from us.

• To Get Help: If you are experiencing issues with the messaging program you can reply with the keyword HELP for more assistance, or you can get help directly at +1.908.517.5880.

4. Privacy Policy (Information Sharing)

We value your privacy. Your personal information, including your mobile phone number and SMS opt-in data, is collected solely for the purpose of communicating with you about your account.

• No Sharing: No mobile information will be shared with third parties or affiliates for marketing or promotional purposes.

• Exclusions: All the above categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.

5. Disclaimer

Carriers are not liable for delayed or undelivered messages.